MARTHA GUERRA-KATTOU - 22 Jan 2025 Form 4 Insider Report for USCB FINANCIAL HOLDINGS, INC. (USCB)

Role
EVP, Sales and Marketing
Signature
/s/ Robert Anderson by P.O.A. for Martha Guerra-Kattou
Issuer symbol
USCB
Transactions as of
22 Jan 2025
Net transactions value
-$4,787
Form type
4
Filing time
24 Jan 2025, 13:08:58 UTC
Previous filing
23 Jan 2025
Next filing
12 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USCB Class A Voting Common Stock Tax liability $4,787 -262 -0.69% $18.27 37,746 22 Jan 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding USCB Options to Purchase Class A Voting Stock 40,000 22 Jan 2025 Class A Voting Common Stock 40,000 $12.05 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,770 shares of restricted stock of which one-half vest on each of January 22, 2026 and January 22, 2027, 3,289 shares of restricted stock which commenced vesting at a rate of one-third per year on March 8, 2024, 20,000 shares of restricted stock which vest at a rate of one-third per year commencing on October 28, 2025 and 5,097 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.
F2 The options vest at a rate of one-third per year commencing on January 22, 2022.