Vincent Liu - Feb 21, 2025 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Vincent Liu
Stock symbol
RBB
Transactions as of
Feb 21, 2025
Transactions value $
$9,470
Form type
4
Date filed
2/25/2025, 05:43 PM
Previous filing
Jan 22, 2025
Next filing
Mar 24, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $16.1K +932 +7.08% $17.25 14.1K Feb 21, 2025 Direct
transaction RBB Common Stock, No Par Value Tax liability -$6.61K -383 -2.72% $17.25 13.7K Feb 21, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -932 -33.35% $0.00 1.86K Feb 21, 2025 Restricted Stock Units 2.8K $0.00 Direct F1, F3
holding RBB Restricted Stock Units 1.2K Feb 21, 2025 Restricted Stock Units 1.2K $0.00 Direct F1, F2
holding RBB Restricted Stock Units 5.5K Feb 21, 2025 Restricted Stock Units 5.5K $0.00 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 There will be no expiration date once restricted stock units vest.
F2 These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
F4 These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

Remarks:

Shares issued for vesting of 2/21/2024 RSU grant and shares disposed in settlement of tax withholding obligations for such RSU vesting.