Vincent Liu - Mar 20, 2025 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Vincent Liu
Stock symbol
RBB
Transactions as of
Mar 20, 2025
Transactions value $
$20,108
Form type
4
Date filed
3/24/2025, 01:43 PM
Previous filing
Feb 25, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $31.3K +1.84K +13.38% $17.07 15.6K Mar 21, 2025 Direct
transaction RBB Common Stock, No Par Value Tax liability -$11.2K -657 -4.22% $17.07 14.9K Mar 21, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -1.84K -33.33% $0.00 3.67K Mar 21, 2025 Restricted Stock Units 5.5K $0.00 Direct F1, F4
holding RBB Restricted Stock Units 1.2K Mar 20, 2025 Restricted Stock Units 1.2K $0.00 Direct F1, F2
holding RBB Restricted Stock Units 1.86K Mar 20, 2025 Restricted Stock Units 1.86K $0.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 There will be no expiration date once restricted stock units vest.
F2 These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 02/21/2024 date of grant.
F4 These restricted stock units vest in three equal annual installments beginning one year after the 03/20/2024 date of grant.

Remarks:

Shares issued for vesting of 3/20/2024 RSU grant and shares disposed in settlement of tax withholding obligations for such RSU vesting.