Chang Liu - Apr 1, 2025 Form 4 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
President & CEO, Director
Signature
/s/ Georgia Lo, attorney-in-fact
Stock symbol
CATY
Transactions as of
Apr 1, 2025
Transactions value $
-$981,220
Form type
4
Date filed
4/3/2025, 07:43 PM
Previous filing
Jul 2, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CATY Common Stock Options Exercise $0 +14.2K +16.17% $0.00 102K Apr 1, 2025 Direct F1
transaction CATY Common Stock Tax liability -$283K -6.6K -6.47% $42.82 95.4K Apr 1, 2025 Direct
transaction CATY Common Stock Options Exercise $0 +17.5K +18.35% $0.00 113K Apr 1, 2025 Direct F2
transaction CATY Common Stock Tax liability -$355K -8.28K -7.33% $42.82 105K Apr 1, 2025 Direct
transaction CATY Common Stock Options Exercise $0 +17K +16.27% $0.00 122K Apr 1, 2025 Direct F3
transaction CATY Common Stock Tax liability -$344K -8.04K -6.6% $42.82 114K Apr 1, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CATY Restricted Stock Units Options Exercise $0 -10.3K -100% $0.00 0 Apr 1, 2025 Common Stock 10.3K Direct F1, F4, F5
transaction CATY Restricted Stock Units Options Exercise $0 -10.6K -100% $0.00 0 Apr 1, 2025 Common Stock 10.6K Direct F2, F4, F5
transaction CATY Restricted Stock Units Options Exercise $0 -21.1K -100% $0.00 0 Apr 1, 2025 Common Stock 21.1K Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of the previously reported target award of 10,269 shares of performance-based restricted stock units, 125% of the target award was earned based upon the achievement of certain performance criteria.
F2 Of the previously reported target award of 10,551 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
F3 Of the previously reported target award of 21,103 shares of performance-based restricted stock units, 72.938% of the target award was earned based upon the achievement of certain performance criteria.
F4 Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on May 26, 2022. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 31, 2022.
F5 Performance-based restricted stock units vested on December 31, 2024.