Chang Liu - Jun 27, 2025 Form 4 Insider Report for CATHAY GENERAL BANCORP (CATY)

Role
President & CEO, Director
Signature
/s/ Georgia Lo, attorney-in-fact
Stock symbol
CATY
Transactions as of
Jun 27, 2025
Transactions value $
$0
Form type
4
Date filed
7/1/2025, 07:57 PM
Previous filing
Apr 3, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Liu Chang President & CEO, Director 777 NORTH BROADWAY, LOS ANGELES /s/ Georgia Lo, attorney-in-fact 2025-07-01 0001506599

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CATY Common Stock 114K Jun 27, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CATY Restricted Stock Units Award +10.6K 10.6K Jun 27, 2025 Common Stock 10.6K Direct F1, F2
transaction CATY Restricted Stock Units Award +10.9K 10.9K Jun 27, 2025 Common Stock 10.9K Direct F1, F2
transaction CATY Restricted Stock Units Award +21.9K 21.9K Jun 27, 2025 Common Stock 21.9K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
F2 These restricted stock units are scheduled to vest in a single installment on December 31, 2027, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2026 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.