| Name | Relationship | Address | Signature | Signature date | CIK | 
|---|---|---|---|---|---|
| SMITH WILLIAM W JR | President and CEO, Director, 10%+ Owner | 5800 CORPORATE DRIVE, PITTSBURGH | /s/ Jennifer M. Reinke as attorney-in-fact for William W. Smith, Jr. | 2025-09-18 | 0001251368 | 
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMSI | Common stock purchase warrant | Award | +519K | 519K | Sep 17, 2025 | Common stock | 519K | $0.73 | Smith Living Trust | F1 | 
| Id | Content | 
|---|---|
| F1 | The common stock purchase warrant was purchased from the issuer by Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) together with a promissory note in exchange for aggregate consideration of approximately $433,000. |