William W. Smith Jr - Sep 11, 2025 Form 4 Insider Report for SMITH MICRO SOFTWARE, INC. (SMSI)

Signature
/s/ Jennifer M. Reinke as attorney-in-fact for William W. Smith, Jr.
Stock symbol
SMSI
Transactions as of
Sep 11, 2025
Transactions value $
-$701
Form type
4
Date filed
9/15/2025, 06:38 PM
Previous filing
Aug 18, 2025
Next filing
Sep 18, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SMITH WILLIAM W JR President and CEO, Director, 10%+ Owner 5800 CORPORATE DRIVE, PITTSBURGH /s/ Jennifer M. Reinke as attorney-in-fact for William W. Smith, Jr. 2025-09-15 0001251368

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMSI Common stock Tax liability -$701 -1K -0.29% $0.70 342K Sep 15, 2025 Direct F1
holding SMSI Common stock 3.31M Sep 11, 2025 Smith Living Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMSI Common stock purchase warrant Award +468K 468K Sep 11, 2025 Common stock 468K $0.73 Smith Living Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld, at an average vesting price of $0.70 per share, for the payment of income taxes.
F2 The common stock purchase warrant was purchased by Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) together with a promissory note in exchange for aggregate consideration of approximately $400,000.