| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| SMITH WILLIAM W JR | President and CEO, Director, 10%+ Owner | 5800 CORPORATE DRIVE, PITTSBURGH | /s/ Jennifer M. Reinke as attorney-in-fact for William W. Smith, Jr. | 2025-09-15 | 0001251368 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMSI | Common stock | Tax liability | -$701 | -1K | -0.29% | $0.70 | 342K | Sep 15, 2025 | Direct | F1 |
| holding | SMSI | Common stock | 3.31M | Sep 11, 2025 | Smith Living Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMSI | Common stock purchase warrant | Award | +468K | 468K | Sep 11, 2025 | Common stock | 468K | $0.73 | Smith Living Trust | F2 |
| Id | Content |
|---|---|
| F1 | Shares withheld, at an average vesting price of $0.70 per share, for the payment of income taxes. |
| F2 | The common stock purchase warrant was purchased by Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) together with a promissory note in exchange for aggregate consideration of approximately $400,000. |