WILLIAM W. SMITH JR - 11 Sep 2025 Form 4 Insider Report for SMITH MICRO SOFTWARE, INC. (SMSI)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ Jennifer M. Reinke as attorney-in-fact for William W. Smith, Jr.
Issuer symbol
SMSI
Transactions as of
11 Sep 2025
Net transactions value
-$701
Form type
4
Filing time
15 Sep 2025, 18:38:53 UTC
Previous filing
18 Aug 2025
Next filing
18 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SMITH WILLIAM W JR President and CEO, Director, 10%+ Owner 5800 CORPORATE DRIVE, PITTSBURGH /s/ Jennifer M. Reinke as attorney-in-fact for William W. Smith, Jr. 15 Sep 2025 0001251368

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMSI Common stock Tax liability $701 -1,001 -0.29% $0.7000 341,535 15 Sep 2025 Direct F1
holding SMSI Common stock 3,309,359 11 Sep 2025 Smith Living Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMSI Common stock purchase warrant Award +467,781 467,781 11 Sep 2025 Common stock 467,781 $0.7300 Smith Living Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld, at an average vesting price of $0.70 per share, for the payment of income taxes.
F2 The common stock purchase warrant was purchased by Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) together with a promissory note in exchange for aggregate consideration of approximately $400,000.