RAY BOEGNER - 06 Jun 2022 Form 4 Insider Report for BALLANTYNE STRONG, INC. (FGH)

Role
President-Strong Entertainment
Signature
/s/ Ray F. Boegner
Issuer symbol
FGH
Transactions as of
06 Jun 2022
Transactions value $
-$11,977
Form type
4
Filing time
14 Jun 2022, 17:19:09 UTC
Previous filing
08 Jun 2021
Next filing
11 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FGH Common Stock Tax liability -$11,976 -4,195 -1.79% $2.86 230,005 06 Jun 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FGH Stock Options (Right to Buy) 32,000 06 Jun 2022 Common Stock 32,000 $4.33 Direct F2
holding FGH Stock Options (Right to Buy) 40,000 06 Jun 2022 Common Stock 40,000 $6.5 Direct F3
holding FGH Stock Options (Right to Buy) 50,000 06 Jun 2022 Common Stock 50,000 $4.7 Direct F4
holding FGH Stock Options (Right to Buy) 20,000 06 Jun 2022 Common Stock 20,000 $2.89 Direct F5
holding FGH Stock Options (Right to Buy) 15,000 06 Jun 2022 Common Stock 15,000 $1.6 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes remaining unvested 20,000 RSUs granted on October 9, 2020 pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs vest 1/3 each year beginning on the first anniversary of the respective grant date, subject to continuous service through such vesting dates.
F2 Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, November 22, 2015.
F3 Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, February 28, 2017.
F4 Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, January 26, 2018.
F5 Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, June 6, 2019.
F6 Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, October 9, 2020.