RAY BOEGNER - 09 Oct 2022 Form 4 Insider Report for BALLANTYNE STRONG, INC. (FGH)

Role
President-Strong Entertainment
Signature
/s/ Ray F. Boegner
Issuer symbol
FGH
Transactions as of
09 Oct 2022
Transactions value $
-$6,633
Form type
4
Filing time
11 Oct 2022, 17:04:31 UTC
Previous filing
14 Jun 2022
Next filing
05 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FGH Common Stock Tax liability -$6,633 -2,935 -1.28% $2.26 227,070 09 Oct 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FGH Stock Options (Right to Buy) 32,000 09 Oct 2022 Common Stock 32,000 $4.33 Direct F2
holding FGH Stock Options (Right to Buy) 40,000 09 Oct 2022 Common Stock 40,000 $6.50 Direct F3
holding FGH Stock Options (Right to Buy) 50,000 09 Oct 2022 Common Stock 50,000 $4.70 Direct F4
holding FGH Stock Options (Right to Buy) 20,000 09 Oct 2022 Common Stock 20,000 $2.89 Direct F5
holding FGH Stock Options (Right to Buy) 15,000 09 Oct 2022 Common Stock 15,000 $1.60 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes remaining unvested 10,000 RSUs granted on October 9, 2020 pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs vest 1/3 each year beginning on the first anniversary of the respective grant date, subject to continuous service through such vesting dates.
F2 Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, November 22, 2015.
F3 Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, February 28, 2017.
F4 Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, January 26, 2018.
F5 Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, June 6, 2019.
F6 Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, October 9, 2020.