Kyle Cerminara - Nov 27, 2024 Form 4 Insider Report for Fundamental Global Inc. (FGF)

Role
CEO and Chairman, Director, 10%+ Owner
Signature
/s/ Kyle Cerminara
Stock symbol
FGF
Transactions as of
Nov 27, 2024
Transactions value $
$0
Form type
4
Date filed
12/2/2024, 09:57 PM
Previous filing
Oct 2, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FGF Common Stock Award $0 +1.62K +4.2% $0.00 40.3K Nov 27, 2024 Direct F1, F2
holding FGF Common Stock 301 Nov 27, 2024 By 401(k) Plan
holding FGF Common Stock 450 Nov 27, 2024 By Spouse
holding FGF Common Stock 167 Nov 27, 2024 By Minor Children
holding FGF Common Stock 330K Nov 27, 2024 FG Financial Holdings, LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company.
F2 Includes 70 RSUs granted on August 12, 2020 under the 2018 Equity Incentive Plan as director compensation, 348 RSUs granted on December 17, 2021 under the 2021 Equity Incentive Plan as director compensation, 760 RSUs granted on August 19, 2022 under the 2021 Equity Incentive Plan as director compensation, 1,734 RSUs granted on February 17, 2023, 1,177 RSUs granted on November 13, 2023 as director compensation, and 1,000 RSUs granted on May 18, 2024 under the 2021 Equity Incentive Plan as director compensation.
F3 FG Financial Holdings LLC ("FGFH") beneficially owns in the aggregate 329,965 shares of FG Common Stock. Fundamental Global GP LLC ("FGGP"), which is an affiliate of FGFH, may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to Mr. Cerminara's position with FGGP and affiliated entities, Mr. Cerminara may be deemed to be beneficial owner of the securities disclosed as directly owned by FGFH. Mr. Cerminara disclaims beneficial ownership of the shares of FG Common Stock beneficially owned by FGFH and FGGP except to the extent of his pecuniary interest therein.