| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Cerminara Kyle | CEO and Chairman, Director, 10%+ Owner | C/O FUNDAMENTAL GLOBAL INC., 108 GATEWAY BLVD., SUITE 204, MOORESVILLE | /s/ Kyle Cerminara | 21 May 2025 | 0001619991 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FGF | Common Stock | Award | $0 | +2.82K | +7.12% | $0.00 | 42.4K | 16 May 2025 | Direct | F1 |
| transaction | FGF | Common Stock | Award | $0 | +2.94K | +6.95% | $0.00 | 45.3K | 16 May 2025 | Direct | F2, F3 |
| holding | FGF | Common Stock | 301 | 16 May 2025 | By 401(k) Plan | ||||||
| holding | FGF | Common Stock | 450 | 16 May 2025 | By Spouse | ||||||
| holding | FGF | Common Stock | 167 | 16 May 2025 | By Minor Children | ||||||
| holding | FGF | Common Stock | 330K | 16 May 2025 | FG Financial Holdings, LLC | F4 |
| Id | Content |
|---|---|
| F1 | Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
| F2 | Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
| F3 | Includes 70 RSUs granted on August 12, 2020 under the 2018 Equity Incentive Plan as director compensation, 232 RSUs granted on December 17, 2021 under the 2021 Equity Incentive Plan as director compensation, 760 RSUs granted on August 19, 2022 under the 2021 Equity Incentive Plan as director compensation, 1,177 RSUs granted on November 13, 2023 as director compensation, and 2,944 RSUs granted on May 16, 2025 under the 2021 Equity Incentive Plan as director compensation. |
| F4 | FG Financial Holdings LLC ("FGFH") beneficially owns in the aggregate 329,965 shares of FG Common Stock. Fundamental Global GP LLC ("FGGP"), which is an affiliate of FGFH, may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to Mr. Cerminara's position with FGGP and affiliated entities, Mr. Cerminara may be deemed to be beneficial owner of the securities disclosed as directly owned by FGFH. Mr. Cerminara disclaims beneficial ownership of the shares of FG Common Stock beneficially owned by FGFH and FGGP except to the extent of his pecuniary interest therein. |