Opaleye Management Inc. - Feb 10, 2025 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role
10%+ Owner
Signature
Opaleye Management Inc., By: /s/ James Silverman, President
Stock symbol
CDXS
Transactions as of
Feb 10, 2025
Transactions value $
$205,482
Form type
4
Date filed
2/12/2025, 07:42 PM
Previous filing
Jan 31, 2025
Next filing
Mar 4, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXS Common Stock, par value $0.001 per share Purchase $94.1K +22.5K +0.26% $4.18 8.68M Feb 10, 2025 By Opaleye, L.P. F1, F2, F5
transaction CDXS Common Stock, par value $0.001 per share Purchase $51.4K +12.5K +0.14% $4.11 8.69M Feb 11, 2025 By Opaleye, L.P. F1, F3, F5
transaction CDXS Common Stock, par value $0.001 per share Purchase $59.9K +15K +0.17% $4.00 8.71M Feb 12, 2025 By Opaleye, L.P. F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
F2 The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.155 - $4.2095 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F3 The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.0767 - $4.16 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F4 The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.9868 - $4.045 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
F5 Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.