CUONG V. DO - 16 Feb 2023 Form 4 Insider Report for BIOVIE INC. (BIVI)

Role
President & CEO, Director
Signature
/s/ Cuong V Do
Issuer symbol
BIVI
Transactions as of
16 Feb 2023
Transactions value $
-$53,044
Form type
4
Filing time
12 Jul 2024, 18:01:05 UTC
Previous filing
18 Jan 2023
Next filing
26 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BIVI Common stock Tax liability -$27.3K -4.95K -1.14% $5.51 431K 16 Feb 2023 See Footnote F3
transaction BIVI Common Stock Tax liability -$5.84K -4.95K -1.15% $1.18 426K 15 Feb 2024 See Footnote F3
transaction BIVI Common Stock Award $0 +168K +39.44% $0.00 594K 24 Jun 2024 See Footnote F1, F3
transaction BIVI Common Stock Tax liability -$19.9K -42K -7.07% $0.47 552K 24 Jun 2024 See Footnote F1, F3
holding BIVI Common Stock 56.4K 16 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BIVI Stock Option (right to buy) Award $0 +227K $0.00 227K 24 Jun 2024 Common Stock 227K $0.47 See Footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock unit ("RSU") grant was approved by the compensation committee of the issuer's board of directors on June 10, 2024, which grant became effective on June 24, 2024. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock. The RSUs vested in full on June, 24, 2024.
F2 The options vest in three equal annual installments beginning on June 24, 2024.
F3 Securities are held in the name of Do & Rickles Investments LLC.