MICHAEL D. HANSEN - 09 Aug 2021 Form 4 Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Role: Chief Executive Officer, Director
Signature: /s/ Douglas A. Linebarger, as Attorney-in-Fact for Michael D. Hansen
Issuer symbol: ALKT
Transactions as of: 09 Aug 2021
Transactions value $: -$4,912,560
Form type: 4
Filing time: 11 Aug 2021, 16:37:52 UTC
Next filing: 09 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ALKT	Common Stock	Options Exercise	$81,000	+100,000	+200%	$0.81^*	150,000	09 Aug 2021	Direct
transaction	ALKT	Common Stock	Sale	-$3,056,010	-100,000	-67%	$30.56	50,000	09 Aug 2021	Direct	F1
transaction	ALKT	Common Stock	Options Exercise	$55,200	+60,000	+120%	$0.92^*	110,000	10 Aug 2021	Direct
transaction	ALKT	Common Stock	Sale	-$478,059	-15,618	-14%	$30.61	94,382	10 Aug 2021	Direct	F2
transaction	ALKT	Common Stock	Sale	-$1,385,091	-44,382	-47%	$31.21	50,000	10 Aug 2021	Direct	F3
holding	ALKT	Common Stock						504,374	09 Aug 2021	See footnote	F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ALKT	Stock Option (Right to Buy)	Options Exercise	-$81,000	-100,000	-100%	$0.81^*	0	09 Aug 2021	Common Stock	100,000	$0.81	Direct	F6
transaction	ALKT	Stock Option (Right to Buy)	Options Exercise	-$48,600	-60,000	-30%	$0.81^*	140,000	10 Aug 2021	Common Stock	60,000	$0.92	Direct	F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.90. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.34 to $30.99. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.91. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4	Shares held by MH Trust, of which Reporting Person is trustee.
F5	Shares held by PH Trust, of which the Reporting Person's spouse and daughter are co-trustees.
F6	The option are fully vested and exercisable.
F7	1/48th of the shares subject to the option vest on each monthly anniversary measured from June 1, 2017 (the "Vesting Commencement Date") such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.