MICHAEL D. HANSEN - 07 Dec 2021 Form 4 Insider Report for ALKAMI TECHNOLOGY, INC. (ALKT)

Role
Director
Signature
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Michael D. Hansen
Issuer symbol
ALKT
Transactions as of
07 Dec 2021
Transactions value $
-$6,434,648
Form type
4
Filing time
09 Dec 2021, 17:41:19 UTC
Previous filing
11 Aug 2021
Next filing
04 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKT Common Stock Options Exercise $128,800 +140,000 +281% $0.92* 189,900 07 Dec 2021 Direct
transaction ALKT Common Stock Sale -$3,250,996 -140,000 -74% $23.22 49,900 07 Dec 2021 Direct F1
transaction ALKT Common Stock Options Exercise $92,000 +100,000 +200% $0.92* 149,900 08 Dec 2021 Direct
transaction ALKT Common Stock Sale -$2,337,220 -100,000 -67% $23.37 49,900 08 Dec 2021 Direct F2
transaction ALKT Common Stock Sale -$1,402,332 -60,000 -12% $23.37 444,373 08 Dec 2021 See footnote F2, F3
transaction ALKT Common Stock Options Exercise $335,099 +143,205 +287% $2.34* 193,105 09 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 -140,000 -100% $0* 0 07 Dec 2021 Common Stock 140,000 $0.92 Direct F4
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 -100,000 -50% $0 100,000 08 Dec 2021 Common Stock 100,000 $0.92 Direct F4
transaction ALKT Stock Option (Right to Buy) Options Exercise $0 -143,205 -48% $0 156,795 08 Dec 2021 Common Stock 143,205 $2.34 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.55 to $23.66. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $22.75 to $23.97. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Shares held by MH Trust, of which Reporting Person is trustee.
F4 The shares subject to the option are fully vested and exercisable.