Ronald A. Bucchi - 16 Mar 2023 Form 4 Insider Report for Lightwave Logic, Inc. (LWLG)

Role
Director
Signature
/s/ James S. Marcelli, Attorney-in-fact for Ronald A. Bucchi
Issuer symbol
LWLG
Transactions as of
16 Mar 2023
Transactions value $
$0
Form type
4
Filing time
20 Mar 2023, 17:39:03 UTC
Previous filing
20 Jan 2022
Next filing
07 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LWLG Common Stock Award $0 +32.6K +124.39% $0.00 58.7K 16 Mar 2023 Direct F1
holding LWLG Common Stock 3K 16 Mar 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LWLG Employee Stock Option (Right to Buy) Award $0 +150K +16.85% $0.00 1.04M 16 Mar 2023 Common Stock 150K $5.22 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock award pursuant to the Company's 2016 Equity Incentive Plan, 2,735 shares of restricted stock vested on March 16, 2023, with the remaining restricted stock awards vesting in 33 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.
F2 Represents an option award pursuant to the Company's 2016 Equity Incentive Plan, 37,500 options vested on March 16, 2023, with the remaining options vesting in 9 equal monthly installments beginning on April 1, 2023, subject to continued service with the Company through the applicable vesting dates. This award is subject to forfeiture.