Scott Bluestein - 13 Jan 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Executive Officer
Signature
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
Issuer symbol
HTGC
Transactions as of
13 Jan 2022
Net transactions value
-$234,886
Form type
4
Filing time
18 Jan 2022, 16:42:04 UTC
Previous filing
14 Jan 2022
Next filing
01 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Tax liability $184,764 -10,421 -0.94% $17.73 1,098,898 13 Jan 2022 Direct F1
transaction HTGC Common Stock Tax liability $50,122 -2,843 -0.26% $17.63 1,096,055 17 Jan 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2022.
F2 Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 17, 2022.