Scott Bluestein - 31 Jan 2022 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Chief Executive Officer
Signature
/s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein
Issuer symbol
HTGC
Transactions as of
31 Jan 2022
Net transactions value
-$195,732
Form type
4
Filing time
01 Feb 2022, 15:14:14 UTC
Previous filing
18 Jan 2022
Next filing
14 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Restricted Stock Units Disposed to Issuer $441,332 -24,683 -100% $17.88 0 31 Jan 2022 Direct F1
transaction HTGC Common Stock Award $441,332 +24,683 +2.3% $17.88 1,120,738 31 Jan 2022 Direct F2
transaction HTGC Common Stock Tax liability $195,732 -10,947 -0.98% $17.88 1,109,791 31 Jan 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on January 31, 2022.
F2 Represents Hercules, Inc. common stock received from vested restricted stock units and dividend equivalent shares on January 31, 2022.
F3 Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of restricted stock units and dividend equivalent shares on January 31, 2022.