Wade Loo - 06 Aug 2024 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Loo Wade
Issuer symbol
HTGC
Transactions as of
06 Aug 2024
Net transactions value
+$104,676
Form type
4
Filing time
08 Aug 2024, 18:50:10 UTC
Previous filing
27 Nov 2023
Next filing
09 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Purchase $104,676 +5,645 +182% $18.54 8,746 06 Aug 2024 Direct F1, F2
transaction HTGC Common Stock Disposed to Issuer $0 -1,596 -18% $0.000000 7,150 06 Aug 2024 Direct F3
transaction HTGC Common Stock Award $0 +1,596 +9% $0.000000 19,296 06 Aug 2024 By Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F2 Average purchase price. Shares purchased at prices between $18.5150 and $18.5600.
F3 Shares previously reported as directly owned are now being reported as indirectly owned.
F4 Includes 522 and 500 dividend reinvestment shares acquired on March 6, 2024 May 21, 2024, respectively.