Wade Loo - 08 May 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Wade Loo
Issuer symbol
HTGC
Transactions as of
08 May 2025
Net transactions value
+$104,923
Form type
4
Filing time
09 May 2025, 16:22:04 UTC
Previous filing
08 Aug 2024
Next filing
20 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Loo Wade Director C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO /s /Eileen Bagarella, Attorney-in-Fact for Wade Loo 09 May 2025 0001668279

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Purchase $104,923 +5,999 +84% $17.49 13,149 08 May 2025 Direct F1, F2
transaction HTGC Common Stock Disposed to Issuer $0 -5,645 -43% $0.000000 7,504 08 May 2025 Direct F3
transaction HTGC Common Stock Award $0 +5,645 +29% $0.000000 25,054 08 May 2025 By Trust F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.
F2 Average purchase price. Shares sold at prices between $17.38 and $17.58.
F3 Shares previously reported as directly owned are now being reported as indirectly owned.
F4 Includes 40, 38 and 34 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025, respectively.
F5 Held by the Loo Revocable Trust