Wade Loo - 18 Jun 2025 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Role
Director
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Wade Loo
Issuer symbol
HTGC
Transactions as of
18 Jun 2025
Net transactions value
+$59,989
Form type
4
Filing time
20 Jun 2025, 16:31:14 UTC
Previous filing
09 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Loo Wade Director C/O HERCULES CAPITAL, INC., 1 NORTH B STREET, SUITE 2000, SAN MATEO /s /Eileen Bagarella, Attorney-in-Fact for Wade Loo 20 Jun 2025 0001668279

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTGC Common Stock Award $59,989 +3,329 +44% $18.02 10,833 18 Jun 2025 Direct F1
transaction HTGC Common Stock Disposed to Issuer $0 -5,999 -55% $0.000000 4,834 18 Jun 2025 Direct F2
transaction HTGC Common Stock Award $0 +5,999 +24% $0.000000 31,093 18 Jun 2025 By Trust F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.
F2 Shares previously reported as directly owned are now being reported as indirectly owned.
F3 Includes 40 dividend reinvestment shares acquired on May 20, 2025.
F4 Held by the Loo Revocable Trust