Frank Martell - 01 Jun 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Director
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
01 Jun 2023
Transactions value $
$0
Form type
4
Filing time
05 Jun 2023, 17:18:27 UTC
Previous filing
04 Aug 2023
Next filing
07 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +2,901 +12.3% $0.000000 26,495 05 Jun 2023 Direct F1
holding COMP Class A Common Stock 30,000 01 Jun 2023 The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Award $0 +58,746 $0.000000 58,746 01 Jun 2023 Class A Common Stock 58,746 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -2,901 -100% $0.000000* 0 05 Jun 2023 Class A Common Stock 2,901 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Frank Martell is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20.
F3 These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) June 1, 2024.
F4 The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders.