Frank Martell - 06 Jul 2023 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Director
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
06 Jul 2023
Transactions value $
$0
Form type
4
Filing time
07 Jul 2023, 19:10:58 UTC
Previous filing
05 Jun 2023
Next filing
04 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise $0 +40,394 +152% $0 66,889 06 Jul 2023 Direct F1
holding COMP Class A Common Stock 30,000 06 Jul 2023 The Frank D. and Donna M. Martell Family Trust, Est. 8/17/20 F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -40,394 -100% $0* 0 06 Jul 2023 Class A Common Stock 40,394 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20.
F3 The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023.