David R. McCullough - Aug 4, 2021 Form 4 Insider Report for Akerna Corp. (KERN)

Role
Chief Technology Officer
Signature
/s/ John Michael Fowle Jr. as attorney-in-fact for David R. McCullough
Stock symbol
KERN
Transactions as of
Aug 4, 2021
Transactions value $
-$8,474
Form type
4
Date filed
4/8/2022, 03:01 PM
Previous filing
Apr 8, 2022
Next filing
Apr 8, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KERN Common Shares Options Exercise +5K +11.7% 47.7K Aug 4, 2021 Direct F1
transaction KERN Common Shares Options Exercise +2K +4.19% 49.7K Aug 4, 2021 Direct F1
transaction KERN Common Shares Tax liability -$8.47K -2.57K -5.16% $3.30* 47.2K Aug 4, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KERN Restricted Stock Units Options Exercise $0 -5K -25% $0.00 15K Aug 4, 2021 Common Shares 5K Direct F1, F3
transaction KERN Restricted Stock Units Options Exercise $0 -2K -33.33% $0.00 4K Aug 4, 2021 Common Shares 2K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 Represents shares withheld for tax purposes on settlement of RSUs.
F3 Shares acquired from 9/4/2020 grant that vested 5,000 shares 7/1/2021.
F4 Shares acquired from 10/17/19 grant that vested 2,000 shares 7/1/2021.