David R. McCullough - 04 Aug 2021 Form 4 Insider Report for Akerna Corp. (KERN)

Role
Chief Technology Officer
Signature
/s/ John Michael Fowle Jr. as attorney-in-fact for David R. McCullough
Issuer symbol
KERN
Transactions as of
04 Aug 2021
Transactions value $
$-8,474
Form type
4
Filing time
08 Apr 2022, 15:01:21 UTC
Previous filing
08 Apr 2022
Next filing
08 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KERN Common Shares Options Exercise +5,000 +11.7% 47,726 04 Aug 2021 Direct F1
transaction KERN Common Shares Options Exercise +2,000 +4.19% 49,726 04 Aug 2021 Direct F1
transaction KERN Common Shares Tax liability $-8,474 -2,568 -5.16% $3.30* 47,158 04 Aug 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KERN Restricted Stock Units Options Exercise $0 -5,000 -25% $0.000000 15,000 04 Aug 2021 Common Shares 5,000 Direct F1, F3
transaction KERN Restricted Stock Units Options Exercise $0 -2,000 -33.3% $0.000000 4,000 04 Aug 2021 Common Shares 2,000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 Represents shares withheld for tax purposes on settlement of RSUs.
F3 Shares acquired from 9/4/2020 grant that vested 5,000 shares 7/1/2021.
F4 Shares acquired from 10/17/19 grant that vested 2,000 shares 7/1/2021.