David R. McCullough - 21 Dec 2021 Form 4 Insider Report for Akerna Corp. (KERN)

Signature
/s/ John Michael Fowle Jr. as attorney-in-fact for David R. McCullough
Issuer symbol
KERN
Transactions as of
21 Dec 2021
Net transactions value
-$3,062
Form type
4
Filing time
08 Apr 2022, 15:04:04 UTC
Previous filing
08 Apr 2022
Next filing
02 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KERN Common Shares Options Exercise +5,000 +9.3% 58,837 21 Dec 2021 Direct F1
transaction KERN Common Shares Tax liability $3,062 -1,531 -2.6% $2.00* 57,306 21 Dec 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KERN Restricted Stock Units Options Exercise $0 -5,000 -25% $0.000000 15,000 21 Dec 2021 Common Shares 5,000 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 Represents shares withheld for tax purposes on settlement of RSUs.
F3 Shares acquired from 4/26/21 grant that vested 5,000 shares 12/1/2021.