David R. McCullough - Dec 21, 2021 Form 4 Insider Report for Akerna Corp. (KERN)

Role
Chief Technology Officer
Signature
/s/ John Michael Fowle Jr. as attorney-in-fact for David R. McCullough
Stock symbol
KERN
Transactions as of
Dec 21, 2021
Transactions value $
-$3,062
Form type
4
Date filed
4/8/2022, 03:04 PM
Previous filing
Apr 8, 2022
Next filing
Dec 2, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KERN Common Shares Options Exercise +5K +9.29% 58.8K Dec 21, 2021 Direct F1
transaction KERN Common Shares Tax liability -$3.06K -1.53K -2.6% $2.00* 57.3K Dec 21, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KERN Restricted Stock Units Options Exercise $0 -5K -25% $0.00 15K Dec 21, 2021 Common Shares 5K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 Represents shares withheld for tax purposes on settlement of RSUs.
F3 Shares acquired from 4/26/21 grant that vested 5,000 shares 12/1/2021.