C. James Shockley Jr - May 12, 2021 Form 4 Insider Report for RGC RESOURCES INC (RGCO)

Role
Vice President and COO
Signature
/s/ C. James Shockley, Jr.
Stock symbol
RGCO
Transactions as of
May 12, 2021
Transactions value $
$21,600
Form type
4
Date filed
5/14/2021, 03:54 PM
Next filing
Oct 27, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RGCO Common Stock Options Exercise $21.6K +1.5K +12.28% $14.40 13.7K May 12, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RGCO Employee Stock Options Options Exercise $0 -1.5K -33.33% $0.00 3K May 12, 2021 Common Stock 1.5K $14.40 Direct
holding RGCO Employee Stock Options 4.5K May 12, 2021 Common Stock 0 $14.15 Direct
holding RGCO Employee Stock Options 4.5K May 12, 2021 Common Stock 0 $16.37 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of options granted 12/04/2014.
F2 Includes 4.391 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 52.252 restricted shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan on February 1, 2021. Also includes 4.629 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 55.48 restricted shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan on May 3, 2021.