C. James Shockley Jr - Sep 30, 2021 Form 5 Insider Report for RGC RESOURCES INC (RGCO)

Role: VP & COO
Signature: /s/ C. James Shockley, Jr.
Stock symbol: RGCO
Transactions as of: Sep 30, 2021
Transactions value $: $1,366
Form type: 5
Date filed: 10/27/2021, 03:12 PM
Previous filing: May 14, 2021
Next filing: Jan 4, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RGCO	Common Stock	Award	$1.37K	+53.6	+0.39%	$25.50	13.8K	Aug 2, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	RGCO	Employee Stock Options						3K	Sep 30, 2021	Common Stock	0	$14.40	Direct
holding	RGCO	Employee Stock Options						4.5K	Sep 30, 2021	Common Stock	0	$14.15	Direct
holding	RGCO	Employee Stock Options						4.5K	Sep 30, 2021	Common Stock	0	$16.37	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 5.102 shares purchased 08/02/2021 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchased Plan and 48.464 restricted shares purchased 08/02/2021 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.