Kevin L. Thompson - Jun 8, 2021 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Financial Officer
Signature
/s/ Paul Newton attorney in fact for Kevin L. Thompson
Stock symbol
FFWM
Transactions as of
Jun 8, 2021
Transactions value $
-$8,982
Form type
4
Date filed
6/9/2021, 03:08 PM
Next filing
Feb 24, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $25.2K +1K +234.74% $25.16 1.43K Jun 8, 2021 Direct F1, F2
transaction FFWM Common Stock Tax liability -$8.98K -357 -25.04% $25.16 1.07K Jun 8, 2021 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -$25.2K -1K -33.33% $25.16 2K Jun 8, 2021 Common Stock 1K $0.00 Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with vesting schedule
F2 No exercise price for this type of award
F3 Shares withheld to cover tax liability.
F4 No exercisable date for this type of award
F5 No expiration date for this type of award