Kevin L. Thompson - 22 Feb 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Financial Officer
Signature
/s/ Paul Newton attorney in fact for Kevin L. Thompson
Issuer symbol
FFWM
Transactions as of
22 Feb 2022
Net transactions value
-$17,605
Form type
4
Filing time
24 Feb 2022, 19:01:31 UTC
Previous filing
09 Jun 2021
Next filing
08 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise +1,226 +115% 2,295 22 Feb 2022 Direct F1, F2, F3
transaction FFWM Common Stock Tax liability $11,150 -423 -18% $26.36 1,872 22 Feb 2022 Direct F1, F2
transaction FFWM Common Stock Options Exercise +723 +39% 2,595 23 Feb 2022 Direct F1, F2, F3
transaction FFWM Common Stock Tax liability $6,455 -250 -9.6% $25.82 2,345 23 Feb 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -723 -33% 1,446 23 Feb 2022 Common Stock 723 Direct F3, F4, F5, F6
transaction FFWM Restricted Stock Unit Award +3,680 3,680 22 Feb 2022 Common Stock 3,680 $0.000000 Direct F3, F4, F7, F8
transaction FFWM Restricted Stock Unit Options Exercise -1,226 -33% 2,454 22 Feb 2022 Common Stock 1,226 $0.000000 Direct F3, F4, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with vesting schedule
F2 RSU with Executives Vesting vesting schedule
F3 No exercise price for this type of award
F4 No exercisable date for this type of award
F5 Vesting dates 2/23/2022, 2/23/2023
F6 No Expiration date for this type of award
F7 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F8 No expiration date for this type of award