SA THOMAS A - 23 Dec 2025 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Executive Vice President / COO
Signature
/s/Janisha Sabnani as Attorney-in-Fact for Thomas A. Sa
Issuer symbol
HTBK
Transactions as of
23 Dec 2025
Net transactions value
$0
Form type
4
Filing time
29 Dec 2025, 17:27:54 UTC
Previous filing
20 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SA THOMAS A Executive Vice President / COO 224 AIRPORT PARKWAY, SAN JOSE /s/Janisha Sabnani as Attorney-in-Fact for Thomas A. Sa 29 Dec 2025 0001033605

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Options Exercise $0 +4,345 +13% $0.000000 37,402 23 Dec 2025 Direct F1
transaction HTBK Common Stock, No Par Value Award $0 +174 +0.47% $0.000000 37,576 23 Dec 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBK Restricted Stock Unit Options Exercise $0 -4,345 -33% $0.000000 8,691 23 Dec 2025 Common Stock, No Par Value 4,345 $0.000000 Direct F1, F3
holding HTBK Restricted Stock Unit 25,110 23 Dec 2025 Common Stock, No Par Value 25,110 $0.000000 Direct
holding HTBK Performance-Based Restricted Stock Unit 13,036 23 Dec 2025 Common Stock, No Par Value 13,036 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units, or RSUs, convert into shares of the Company's Common Stock on a one-for-one basis.
F2 The reporting person acquired 174 shares of the Company's Common Stock as a result of the stock dividends payable to the reporting person upon the partial vesting of the RSU grant.
F3 The first tranche of this RSU grant was accelerated to vest on 12/23/2025 instead of 3/10/2026. The remaining tranche will vest in accordance with the original terms.