Scott Edward Erkonen - May 6, 2021 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Role
Chief Information Officer
Signature
Donald J. Straka, as attorney-in-fact for Scott Edward Erkonen
Stock symbol
GWB
Transactions as of
May 6, 2021
Transactions value $
$0
Form type
4
Date filed
5/7/2021, 10:54 AM
Next filing
Nov 30, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GWB Common Stock, par value $0.01 per share Award $0 +360 +12.73% $0.00 3.19K May 6, 2021 Direct
transaction GWB Common Stock, par value $0.01 per share Tax liability $0 -108 -3.39% $0.00 3.08K May 6, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GWB Restricted Stock Units - 2018 224 May 6, 2021 Common Stock, par value $0.01 per share 224 Direct F2, F3
holding GWB Restricted Stock Units - 2019 485 May 6, 2021 Common Stock, par value $0.01 per share 485 Direct F2, F4
holding GWB Restricted Stock Units (2020 STI) 226 May 6, 2021 Common Stock, par value $0.01 per share 226 Direct F2, F5
holding GWB Restricted Stock Units - 2020 1.45K May 6, 2021 Common Stock, par value $0.01 per share 1.45K Direct F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
F2 Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
F3 The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
F4 The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
F5 The restricted stock units vest on November 27, 2021. The restricted stock units have no expiration date.
F6 The restricted stock units vest in three equal installments beginning on November 27, 2021. The restricted stock units have no expiration date.