SCOTT EDWARD ERKONEN - 26 Nov 2021 Form 4 Insider Report for Great Western Bancorp, Inc. (GWB)

Role: Chief Information Officer
Signature: Donald J. Straka, as attorney-in-fact for Scott Edward Erkonen
Issuer symbol: GWB
Transactions as of: 26 Nov 2021
Net transactions value: $0
Form type: 4
Filing time: 30 Nov 2021, 16:12:04 UTC
Previous filing: 07 May 2021
Next filing: 01 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GWB	Common Stock, par value $0.01 per share	Options Exercise	$0	+226	+7.3%	$0.000000	3,305	27 Nov 2021	Direct
transaction	GWB	Common Stock, par value $0.01 per share	Options Exercise	$0	+482	+15%	$0.000000	3,787	27 Nov 2021	Direct
transaction	GWB	Common Stock, par value $0.01 per share	Tax liability	$0	-174	-4.6%	$0.000000	3,613	27 Nov 2021	Direct	F1
transaction	GWB	Common Stock, par value $0.01 per share	Options Exercise	$0	+242	+6.7%	$0.000000	3,855	29 Nov 2021	Direct
transaction	GWB	Common Stock, par value $0.01 per share	Tax liability	$0	-60	-1.6%	$0.000000	3,795	29 Nov 2021	Direct	F1
holding	GWB	Common Stock, par value $0.01 per share						3,079	26 Nov 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GWB	Restricted Stock Units - 2019	Options Exercise	$0	-242	-50%	$0.000000	243	29 Nov 2021	Common Stock, par value $0.01 per share	242		Direct	F2, F4
transaction	GWB	Restricted Stock Units (2020 STI)	Options Exercise	$0	-226	-100%	$0.000000^*	0	27 Nov 2021	Common Stock, par value $0.01 per share	226		Direct	F2, F5
transaction	GWB	Restricted Stock Units - 2020	Options Exercise	$0	-482	-33%	$0.000000	966	27 Nov 2021	Common Stock, par value $0.01 per share	482		Direct	F2, F6
transaction	GWB	Restricted Stock Units - 2021	Award	$0	+1,569		$0.000000	1,569	26 Nov 2021	Common Stock, par value $0.01 per share	1,569		Direct	F2, F7
holding	GWB	Restricted Stock Units - 2018						224	26 Nov 2021	Common Stock, par value $0.01 per share	224		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The units representing these shares were surrendered to satisfy tax withholding obligations on the vesting of restricted stock unit awards.
F2	Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
F3	The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
F4	The restricted stock units vest in three equal installments beginning on November 29, 2020. The restricted stock units have no expiration date.
F5	The restricted stock units vest on November 27, 2021. The restricted stock units have no expiration date.
F6	The restricted stock units vest in three equal installments beginning on November 27, 2021. The restricted stock units have no expiration date.
F7	The restricted stock units vest in three annual equal installments beginning on November 26, 2022. The restricted stock units have no expiration date.