Rosalind Advisors, Inc. - 24 Dec 2024 Form 4 Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Role: Director
Signature: Steven Salamon
Issuer symbol: DCTH
Transactions as of: 24 Dec 2024
Net transactions value: +$8,533,500
Form type: 4
Filing time: 26 Dec 2024, 15:23:34 UTC
Previous filing: 01 Nov 2024
Next filing: 09 May 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	DCTH	Common shares	Conversion of derivative security	$2,500,000	+250,000	+9%	$10.00	3,013,468	24 Dec 2024	By Rosalind Advisors, Inc., the advisor to the Rosalind Fund	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	DCTH	Pre-funded Warrants	Options Exercise	$6,033,500	+603,954	+84%	$9.99	1,323,919	24 Dec 2024	DELCATH SYSTEMS, INC.	603,954	$0.0100	By Rosalind Advisors, Inc., the advisor to the Rosalind Funds	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Converted a total of 853,954 Series E/E-1 warrants to 603,954 Pre-funded Warrants at $9.99 and 250,000 common shares at $10.00.
F2	Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein
F3	NA