Rosalind Advisors, Inc. - May 5, 2025 Form 4 Insider Report for DELCATH SYSTEMS, INC. (DCTH)

Role
Director
Signature
Steven Salamon
Stock symbol
DCTH
Transactions as of
May 5, 2025
Transactions value $
$4,000,000
Form type
4
Date filed
5/9/2025, 12:15 PM
Previous filing
Dec 26, 2024
SEC
View on sec.gov

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
Rosalind Advisors, Inc. Director 15 WELLESLEY STREET WEST, SUITE 326, TORONTO, ONTARIO, CANADA Steven Salamon 2025-05-09 0001622627
SALAMON STEVEN A J Director 15 WELLESLEY STREET WEST, SUITE 326, TORONTO, ONTARIO, CANADA Steven Salamon 2025-05-09 0001623082
Aharon Gil Director 15 WELLESLEY STREET WEST, SUITE 326, TORONTO, ONTARIO, CANADA Steven Salamon 2025-05-09 0001811824

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DCTH Common shares Exercise of in-the-money or at-the-money derivative security $4M +400K +13.27% $10.00 3.41M May 5, 2025 By Rosalind Advisors Inc., the advisor to the Rosalind Funds F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein
F2 Rosalind Opportunities Fund I L.P. exercised warrants to aquire 400,000 common shares.
F3 Rosalind Master Fund L.P. - 1,565,844, Rosalind Opportunities Fund I L.P. - 1,734,545, Steven Salamon - 82,197, Gilad Aharon - 30,882