Brianna Gerber - 11 Aug 2022 Form 3 Insider Report for ChromaDex Corp. (CDXC)

Role
SVP Finance / Interim CFO
Signature
/s/ Jeong James Lee, Attorney-in-Fact
Issuer symbol
CDXC
Transactions as of
11 Aug 2022
Net transactions value
$0
Form type
3
Filing time
12 Aug 2022, 21:04:29 UTC
Next filing
12 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CDXC Common Stock 1,238 11 Aug 2022 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CDXC Employee Stock Options (right to buy) 11 Aug 2022 Common Stock 11,140 $3.55 Direct F2
holding CDXC Employee Stock Options (right to buy) 11 Aug 2022 Common Stock 22,266 $3.84 Direct F3
holding CDXC Employee Stock Options (right to buy) 11 Aug 2022 Common Stock 60,000 $3.27 Direct F4
holding CDXC Employee Stock Options (right to buy) 11 Aug 2022 Common Stock 10,000 $4.92 Direct F5
holding CDXC Employee Stock Options (right to buy) 11 Aug 2022 Common Stock 32,000 $11.83 Direct F6
holding CDXC Employee Stock Options (right to buy) 11 Aug 2022 Common Stock 56,576 $2.67 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1,238 shares held by Jacob Gerber who is a spouse of Brianna Gerber.
F2 One-third of the shares subject to the option vested on September 17, 2017 and the remaining shares subject to the option have vested in a series of 24 equal monthly installments thereafter. The stock options are fully vested as of August 11, 2022.
F3 One-third of the shares subject to the option vested on February 21, 2020 and the remaining shares subject to the option have vested in a series of 24 equal monthly installments thereafter. The stock options are fully vested as of August 11, 2022.
F4 One-third of the shares subject to the option vested on February 25, 2021 and the remaining shares subject to the option are vesting in a series of 24 equal monthly installments thereafter.
F5 One-third of the shares subject to the option vested on August 6, 2021 and the remaining shares subject to the option are vesting in a series of 24 equal monthly installments thereafter.
F6 One-third of the shares subject to the option vested on March 15, 2022 and the remaining shares subject to the option are vesting in a series of 24 equal monthly installments thereafter.
F7 One-third of the shares subject to the option shall vest on February 17, 2023 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter.

Remarks:

Exhibit List - 24.1 Power of Attorney