Brianna Gerber - 12 Aug 2022 Form 4 Insider Report for ChromaDex Corp. (CDXC)

Signature
Jeong James Lee, Attorney-in-Fact
Issuer symbol
CDXC
Transactions as of
12 Aug 2022
Net transactions value
$0
Form type
4
Filing time
12 Aug 2022, 21:06:34 UTC
Previous filing
12 Aug 2022
Next filing
17 Feb 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDXC Employee Stock Options (right to buy) Award $0 +100,460 $0.000000 100,460 12 Aug 2022 Common Stock 100,460 $1.69 Direct F1
transaction CDXC Restricted Stock Unit Award $0 +67,308 $0.000000 67,308 12 Aug 2022 Common Stock 67,308 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of the shares subject to the option shall vest on August 12, 2023 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter.
F2 On August 12, 2022, the reporting person was awarded Restricted Stock Units ("RSUs") which will be settled in shares of Common Stock when vested.
F3 RSUs shall vest and be settled in shares of Common Stock in three substantially equal annual installments beginning on August 12, 2023.