| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| SMITH WILLIAM W JR | President & CEO, Director | 120 VANTIS, SUITE 350, ALISO VIEJO | /s/Jennifer M. Reinke, attorney-in-fact for William W. Smith, Jr. | 14 May 2025 | 0001251368 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMSI | Common Stock | Disposed to Issuer | $0 | -1,500 | -0.44% | $0.000000 | 343,327 | 12 May 2025 | Direct | F1 |
| transaction | SMSI | Common Stock | Tax liability | $-14,452 | -15,374 | -4.48% | $0.9400 | 327,953 | 13 May 2025 | Direct | F2 |
| transaction | SMSI | Common Stock | Gift | $0 | -65,050 | -19.8% | $0.000000 | 262,903 | 14 May 2025 | Direct | F3 |
| transaction | SMSI | Common Stock | Gift | $0 | +65,050 | +2.01% | $0.000000 | 3,309,359 | 14 May 2025 | Smith Living Trust | F3 |
| Id | Content |
|---|---|
| F1 | Shares of restricted stock forfeited in accordance with the terms of grant |
| F2 | Shares withheld, at an average vesting price of $0.94 per share, for the payment of income taxes |
| F3 | Gift of shares from Mr. Smith to the Smith Living Trust |