| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| SMITH WILLIAM W JR | President and CEO, Director, 10%+ Owner | 5800 CORPORATE DRIVE, PITTSBURGH | /s/ Jennifer M. Reinke as attorney-in-fact for William W. Smith, Jr. | 2025-08-18 | 0001251368 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMSI | Common Stock | Award | $0 | +106K | +40.18% | $0.00 | 369K | Aug 14, 2025 | Direct | F1 |
| transaction | SMSI | Common Stock | Tax liability | -$17.6K | -21.5K | -5.83% | $0.82 | 347K | Aug 15, 2025 | Direct | F2 |
| transaction | SMSI | Common Stock | Disposed to Issuer | $0 | -4.53K | -1.3% | $0.00 | 343K | Aug 15, 2025 | Direct | F3 |
| holding | SMSI | Common Stock | 3.31M | Aug 14, 2025 | Smith Living Trust |
| Id | Content |
|---|---|
| F1 | Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the third quarter of 2025. |
| F2 | Shares withheld, at an average vesting price of $0.82 per share, for the payment of income taxes. |
| F3 | Shares of restricted stock forfeited in accordance with the terms of grant. |