| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| SMITH WILLIAM W JR | President and CEO, Director, 10%+ Owner | 5800 CORPORATE DRIVE, PITTSBURGH | /s/ Jennifer M. Reinke as attorney-in-fact for William W. Smith, Jr. | 18 Aug 2025 | 0001251368 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMSI | Common Stock | Award | $0 | +105,635 | +40.2% | $0.000000 | 368,538 | 14 Aug 2025 | Direct | F1 |
| transaction | SMSI | Common Stock | Tax liability | $-17,608 | -21,473 | -5.83% | $0.8200 | 347,065 | 15 Aug 2025 | Direct | F2 |
| transaction | SMSI | Common Stock | Disposed to Issuer | $0 | -4,529 | -1.3% | $0.000000 | 342,536 | 15 Aug 2025 | Direct | F3 |
| holding | SMSI | Common Stock | 3,309,359 | 14 Aug 2025 | Smith Living Trust |
| Id | Content |
|---|---|
| F1 | Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the third quarter of 2025. |
| F2 | Shares withheld, at an average vesting price of $0.82 per share, for the payment of income taxes. |
| F3 | Shares of restricted stock forfeited in accordance with the terms of grant. |