Richard P. Schifter - Dec 1, 2025 Form 4 Insider Report for LPL Financial Holdings Inc. (LPLA)

Role: Director
Signature: /s/ Robert S. Hatfield III, attorney-in-fact
Stock symbol: LPLA
Transactions as of: Dec 1, 2025
Transactions value $: $0
Form type: 4
Date filed: 12/3/2025, 04:53 PM
Previous filing: Sep 3, 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
SCHIFTER RICHARD P	Director	C/O TPG, 301 COMMERCE STREET, SUITE 3300, FORT WORTH	/s/ Robert S. Hatfield III, attorney-in-fact	2025-12-03	0001249554

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LPLA	Common Stock	Award	$0	+14	+0.04%	$0.00	39.2K	Dec 1, 2025	Direct	F1
holding	LPLA	Common Stock						440	Dec 1, 2025	By Co-Trustee of Grandchild's Trust #1	F2
holding	LPLA	Common Stock						440	Dec 1, 2025	By Co-Trustee of Grandchild's Trust #2	F2
holding	LPLA	Common Stock						440	Dec 1, 2025	By Co-Trustee of Grandchild's Trust #3	F2
holding	LPLA	Common Stock						440	Dec 1, 2025	By Co-Trustee of Grandchild's Trust #4	F2
holding	LPLA	Common Stock						440	Dec 1, 2025	By Co-Trustee of Grandchild's Trust #5	F2
holding	LPLA	Common Stock						440	Dec 1, 2025	By Co-Trustee of Grandchild's Trust #6	F2
holding	LPLA	Common Stock						440	Dec 1, 2025	By Co-Trustee of Grandchild's Trust #7	F2
holding	LPLA	Common Stock						440	Dec 1, 2025	By Co-Trustee of Grandchild's Trust #8	F2
holding	LPLA	Common Stock						440	Dec 1, 2025	By Co-Trustee of Grandchild's Trust #9	F2
holding	LPLA	Common Stock						440	Dec 1, 2025	By Co-Trustee of Grandchild's Trust #10	F2
holding	LPLA	Common Stock						440	Dec 1, 2025	By Co-Trustee of Grandchild's Trust #11	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.
F2	The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts.

Content

Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock.

The reporting person is a co-trustee of each trust, and the sole beneficiary of each trust is a grandchild of the reporting person. The reporting person remains the beneficial owner of the securities held by such trusts.

Remarks:

The signatory is signing on behalf of Richard P. Schifter pursuant to a Power of Attorney dated November 19, 2024.