Seng Stacy Enxing - 15 Jun 2024 Form 4 Insider Report for LivaNova PLC (LIVN)

Role
Director
Signature
/s/ Sarah K. Mohr, Attorney-in-Fact
Issuer symbol
LIVN
Transactions as of
15 Jun 2024
Net transactions value
-$30,818
Form type
4
Filing time
18 Jun 2024, 16:06:23 UTC
Previous filing
20 Jun 2023
Next filing
17 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIVN Ordinary Shares Options Exercise $0 +2,680 +40% $0.000000 9,330 15 Jun 2024 Direct F1, F2
transaction LIVN Ordinary Shares Tax liability $30,818 -585 -6.3% $52.68 8,745 15 Jun 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIVN Restricted Stock Units Options Exercise $0 -2,680 -100% $0.000000* 0 15 Jun 2024 Ordinary Shares 2,680 Direct F2, F4
transaction LIVN Restricted Stock Units Award $0 +3,416 $0.000000 3,416 15 Jun 2024 Ordinary Shares 3,416 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") settled into ordinary shares of LivaNova PLC ("the Company"), GBP 1.00 par value.
F2 Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the Company's 2015 Incentive Award Plan ("the Plan") and the award agreement.
F3 The referenced shares were withheld from distribution to satisfy tax liability.
F4 On June 15, 2023 the reporting person was granted RSUs vesting on June 15, 2024.
F5 The RSUs vest on June 15, 2025, subject to continued service during the vesting period and the award agreement.