| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CDXS | Common Stock, par value $0.001 per share | Purchase | $55.7K | +25K | +0.26% | $2.23 | 9.49M | Apr 15, 2025 | By Opaleye, L.P. | F1, F3, F6 |
| transaction | CDXS | Common Stock, par value $0.001 per share | Purchase | $149K | +70K | +0.74% | $2.13 | 9.56M | Apr 16, 2025 | By Opaleye, L.P. | F1, F4, F6 |
| transaction | CDXS | Common Stock, par value $0.001 per share | Purchase | $94.2K | +45K | +0.47% | $2.09 | 9.61M | Apr 17, 2025 | By Opaleye, L.P. | F1, F5, F6 |
| holding | CDXS | Common Stock, par value $0.001 per share | 250K | Apr 15, 2025 | By Managed Account | F2, F6 |
| Id | Content |
|---|---|
| F1 | Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund. |
| F2 | Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account. |
| F3 | The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.215 - $2.2573 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. |
| F4 | The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.0855 - $2.2255 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. |
| F5 | The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.065 - $2.1163 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. |
| F6 | Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose. |