Chih-Hsiang (Thompson) Lin - Apr 22, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol
AAOI
Transactions as of
Apr 22, 2025
Transactions value $
-$197,885
Form type
4
Date filed
4/24/2025, 04:05 PM
Previous filing
Apr 15, 2025
Next filing
May 2, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$31.3K -3.11K -0.22% $10.05 1.39M Apr 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$55.2K -5.49K -0.4% $10.05 1.38M Apr 22, 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$88K -8.75K -0.63% $10.05 1.37M Apr 22, 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$23.4K -2.33K -0.17% $10.05 1.37M Apr 22, 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.