| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Lin Chih-Hsiang (Thompson) | President and CEO, Director | C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND | /s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin | 02 May 2025 | 0001587420 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AAOI | Common Stock, $.001 par value | Tax liability | -$25.4K | -2.53K | -0.18% | $10.05 | 1.37M | 30 Apr 2025 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 11, 2025. |