Shu-Hua (Joshua) Yeh - Apr 22, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and Asia General Manager.
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Apr 22, 2025
Transactions value $
-$61,707
Form type
4
Date filed
4/24/2025, 04:06 PM
Previous filing
Apr 15, 2025
Next filing
May 2, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$10.8K -1.08K -0.37% $10.05 289K Apr 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$19.1K -1.9K -0.66% $10.05 287K Apr 22, 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$25.7K -2.55K -0.89% $10.05 284K Apr 22, 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$6.14K -611 -0.21% $10.05 284K Apr 22, 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

***Senior Vice President and Asia General Manager.