Shu-Hua (Joshua) Yeh - Apr 30, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Senior Vice President and Asia General Manager.
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Apr 30, 2025
Transactions value $
-$8,663
Form type
4
Date filed
5/2/2025, 04:02 PM
Previous filing
Apr 24, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Yeh Shu-Hua (Joshua) Senior Vice President and Asia General Manager. C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND /s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh 2025-05-02 0001587600

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$8.66K -862 -0.3% $10.05 283K Apr 30, 2025 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 11, 2025.

Remarks:

Senior Vice President and Asia General Manager.