Stefan J. Murry - Jul 22, 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Stock symbol
AAOI
Transactions as of
Jul 22, 2025
Transactions value $
-$213,391
Form type
4
Date filed
7/24/2025, 04:01 PM
Previous filing
Jul 18, 2025
Next filing
Aug 15, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Murry Stefan J. Chief Financial Officer C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND /s/ David C. Kuo, attorney in fact for Stefan J. Murry 2025-07-24 0001587599

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$29.8K -1.06K -0.33% $28.23 317K Jul 22, 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$52.6K -1.86K -0.59% $28.23 315K Jul 22, 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$83.9K -2.97K -0.94% $28.23 312K Jul 22, 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$19.2K -679 -0.22% $28.23 311K Jul 22, 2025 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$27.9K -988 -0.32% $28.23 310K Jul 22, 2025 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 11, 2025.