| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Murry Stefan J. | Chief Financial Officer | C/O APPLIED OPTOELECTRONICS, INC., 13139 JESS PIRTLE BLVD., SUGAR LAND | /s/ David C. Kuo, attorney in fact for Stefan J. Murry | 2025-08-15 | 0001587599 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AAOI | Common Stock, $.001 par value | Sale | -$268K | -12K | -3.87% | $22.37 | 298K | Aug 15, 2025 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | The shares were sold in multiple transactions on August 15, 2025, at sale prices ranging from $22.11 to $22.69 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction. |