Joseph R. Stagliano - 15 May 2021 Form 4 Insider Report for NBT BANCORP INC (NBTB)

Role
EVP President Retail Banking
Signature
By: Annette L. Burns, Power of Attorney For: Joseph R. Stagliano
Issuer symbol
NBTB
Transactions as of
15 May 2021
Transactions value $
-$137,137
Form type
4
Filing time
18 May 2021, 09:10:16 UTC
Next filing
14 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBTB NBT Bancorp Inc. Common Stock Tax liability -$137K -3.4K -4.99% $40.37 64.7K 15 May 2021 Direct
holding NBTB NBT Bancorp Inc. Common Stock 5.97K 15 May 2021 401k
holding NBTB NBT Bancorp Inc. Common Stock 1.72K 15 May 2021 NBT Bancorp ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NBTB Phantom Stock 14.5K 15 May 2021 NBT Bancorp Inc. Common Stock 14.5K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.