Joseph R. Stagliano - 31 Dec 2021 Form 5 Insider Report for NBT BANCORP INC (NBTB)

Role
EVP President of Retail & CIO
Signature
By: Annette L. Burns, Power of Attorney For: Joseph R. Stagliano
Issuer symbol
NBTB
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
14 Feb 2022, 14:33:07 UTC
Previous filing
18 May 2021
Next filing
18 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBTB NBT Bancorp Inc. Common Stock Other $0 +94 +0.14% $0.000000 64,753 31 Dec 2021 Direct F1
transaction NBTB NBT Bancorp Inc. Common Stock Other $0 +177 +3% $0.000000 6,143 31 Dec 2021 401k F2
transaction NBTB NBT Bancorp Inc. Common Stock Other $0 +51 +3% $0.000000 1,774 31 Dec 2021 NBT Bancorp ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBTB Phantom Stock Other $0 +431 +3% $0.000000 14,929 31 Dec 2021 NBT Bancorp Inc. Common Stock 431 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were purchased through a Dividend Reinvestment Plan from 1/1/2021 to 12/31/2021.
F2 Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2021 to 12/31/2021 through NBT Bancorp Inc. 401k Plan.
F3 Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2021 to 12/31/2021 through NBT Bancorp Inc. ESOP Plan.
F4 Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
F5 Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2021 to 12/31/2021 through a NBT Bancorp Inc. deferred compensation plan.