Christophe Couturier - 08 Dec 2021 Form 4 Insider Report for Avantor, Inc. (AVTR)

Role
EVP, AMEA
Signature
/s/ Scott Baker, as Attorney-in-Fact
Issuer symbol
AVTR
Transactions as of
08 Dec 2021
Transactions value $
$-307,517
Form type
4
Filing time
10 Dec 2021, 16:00:59 UTC
Previous filing
29 Jun 2021
Next filing
23 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVTR Common Stock Options Exercise $102,981 +5,828 +5.27% $17.67 116,325 08 Dec 2021 Direct F1
transaction AVTR Common Stock Sale $-233,120 -5,828 -5.01% $40.00 110,497 08 Dec 2021 Direct F2, F3
transaction AVTR Common Stock Options Exercise $138,869 +7,859 +7.11% $17.67 118,356 09 Dec 2021 Direct
transaction AVTR Common Stock Sale $-316,246 -7,859 -6.64% $40.24 110,497 09 Dec 2021 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVTR Stock Options (Right to Buy) Options Exercise $0 -5,828 -10.6% $0.000000 48,917 08 Dec 2021 Common Stock 5,828 $17.67 Direct F5
transaction AVTR Stock Options (Right to Buy) Options Exercise $0 -7,859 -16.1% $0.000000 41,058 09 Dec 2021 Common Stock 7,859 $17.67 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 420 shares acquired under the Avantor Employee Stock Purchase Plan.
F2 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person herein.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.00 to $40.01, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.05 to $40.42, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F5 Reflects an initial grant of 54,745 stock options that vest in four equal installments beginning on February 21, 2021.